Compliance components delivered individually, or as one coordinated engagement.
Every regulated entity in the UAE has to build and evidence a working compliance programme not file a policy and move on. These are the components we deliver, individually or as one coordinated engagement.
A firm-specific AML/CFT manual covering CDD, risk methodology, sanctions screening, transaction monitoring and record-keeping structured for board approval and inspection readiness.
A structured read of the ML/FT/PF risk arising from your customer base, products, delivery channels and geographic exposure, producing a documented rating and mitigation plan.
Identifying and verifying customers and beneficial owners before onboarding, applying a risk-based CDD methodology, and maintaining ongoing due diligence records.
For PEPs and complex ownership structures source of funds and source of wealth verification, senior-management approval workflows, and enhanced ongoing monitoring.
Screening against the UAE Local Terrorist List and the UNSC Consolidated List under Targeted Financial Sanctions, with match-review and freezing/reporting procedures.
Establishing the internal function defining the mandate and independence of the AML Compliance Officer/MLRO, and building escalation and case management workflows.
Independent advice on selecting and configuring screening, transaction monitoring, onboarding and risk assessment software matched to your risk profile.
Independent testing of rule configurations, watchlist coverage and alert logic in your existing screening and monitoring systems, to confirm they perform as intended.
Preparation and filing of STRs/SARs, REARs, DPMS reports and other statutory filings through goAML, plus periodic AML/CFT and TFS returns.
Annual risk assessment documentation and returns, aligned with the latest National Risk Assessment findings and sector-specific circulars.
An independent review of your existing programme that finds gaps before a regulator does, with a corrective action plan attached.
Role-based training for boards, senior management, MLROs and frontline staff, covering the typologies and red flags relevant to your sector.
Support appointing a fit-and-proper Compliance Officer/MLRO, plus ongoing advisory on day-to-day AML/CFT decision-making.
Identifying, documenting and disclosing Ultimate Beneficial Owners, including maintaining the UBO register.
Preparing you for onsite and offsite inspections, organising CDD files, screening evidence, risk assessments and reporting registers, and supporting responses to regulator observations.
Role based training for boards, senior management, MLROs and frontline staff, covering the typologies and red flags relevant to your sector. Each session is delivered with an attendance and assessment log that stands up as inspection evidence.
11 sectors, 11 mandates. Every regulated business in the UAE carries obligations shaped by its supervisory authority here is what an inspection ready programme looks like, sector by sector.
CBUAE
MoET
MoET
MoJ
MoET
MoET
GCGRA
CMA / VARA
CMA
DFSA
FSRA
Every engagement starts with a short scoping conversation your licence, your supervisory authority, and where your current programme stands.
Compliance that holds up under inspection, not just on paper. A UAE-based AML/CFT advisory practice serving DNFBPs and virtual asset businesses across the onshore federal jurisdiction, DIFC and ADGM.
Tell us your sector and we’ll tell you what an inspection-ready programme looks like for it.
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